The Formal Essay based on literary, cinematic,
dramatic, or visual work
© S. Ingraham: lightshedder.com
The formal essay has three parts:
The old black preacher, when asked why his sermons were so effective,
said: First I tells them what Im gonna tell them, then I
tells them, then I tells them what I told them. In a nutshell,
that is the structure of a formal essay.
Introduction: answers the questions: What is the point (or
what are the points) I am trying to make here? What is it that I am
trying to prove? What would I like the reader to come away from this
paper believing? (That is just three ways of phrasing the same
question...they all have the same answer.) The answer to those
questions, made into as simple and direct a statement as you can
manage, is your thesis. The introduction also needs to
catch the readers attention...to engage the reader and set the
stage for your argument. You need to put some real thought into your
first sentence and your thesis statement. Both need to be real
grabbers.
Body: answers the questions: What am I basing my opinions on?
Where did I get these ideas? What evidence do I have for my thesis.
You should offer at least one item of support (evidence) for each
point in your thesis (two is better, three is probably enough, but it
is the quality of your support, not the quantity that will make the
difference). Evidence means quotations, paraphrases, or summaries
taken from the work or works studied, or detailed descriptions of the
work in question. Direct quotations are best. If you cant
quote, then describe and paraphrase: In the scene in chapter
two where Irene hit Jack across the face with the fish... or
In the sundown scene in the desert in Forrest Gump, when
Forrest finally stops running, Forrest says something like,
Momma always said you have to put the past behind you...
The best tactic here is to use the actual words or images of the work
itself to make your point...to pick such compelling (convincing)
quotations or descriptions that the reader will have to
draw the same conclusions you did. In cases where you are basing your
opinion on an interpretation of the work (not a direct quote but a
conclusion based on your own thinking and experience) you must also
give some of your background thinking. Tell why you are drawing the
particular inference you are. What knowledge of the world, language,
human nature, etc., or what personal experience, is your
interpretation of the words or images based on?
Conclusion: the trickiest part to get right. The conclusion
should restate your thesis (tells them what I told them),
but it should do it in a way that reemphasizes and clarifies the
connections between your evidence and the point or points you are
trying to make. It should the the final nail that holds the whole
thing together, and the reader should hear the ring of the hammer
driving it in long after he or she puts the paper down. Some tricks:
create a catchy, memorable phrase that sums up your argument (puts it
in a nut shell), use a vivid quotation that reemphasizes your point
(from the work itself, from another work by the same author, or by an
authority in the field), create a striking or touching image that
implies even more than your thesis...an image so apt and deep that it
will leave the reader with something to chew on, even if he/she
wasnt completely convinced by your argument. Leave them gasping
in wonder at the brilliance of your thought and the beauty of your
language.
The Thinking Behind It
Thats the written structure of the essay. There is a
thought process behind it. The trick to a good formal essay is,
obviously, to have something worth saying and to know where you got
it...to have a good thesis and good support. The process of
developing a thesis goes something like this:
You ask yourself the question:
What can I say about this? (What do I want to, or need to, say
about this? is even better.)
Mull it over. Ask yourself: What doesnt quite make sense
here? Why did the author (or creator) do it that
way? (where that is something in the work that stands
out as unusual or that took you by surprise). Look for places where
the creator has been particularly creative. I never would have
thought of saying it that way... I wish I had thought of
saying it that way... Whoa, thats good...
Look for connections and resonances to you own experience. I
know exactly what he/she means by that... Thats
just like when... I know that feeling... Look for
places where your own understanding grew. I never thought of
that, but hes/shes/theyre right! Look for
things that struck you as both significant and true. Look for the
Ah has, the insights, the exploding bits of meaning. Ask
yourself: What did I learn from this work? In what
ways has this work made me different? How has this work
changed my ideas or feelings or beliefs? How has this
work helped me to make sense of my world and life?
On the other hand, look for the opposite of all of those: the things
that you cant make sense of no matter how hard you try, the
things that are just so alien and weird you cant believe them,
places where the language or craft of the creator just gets in the
way of your understanding or enjoyment, the things that you simply
feel are wrong in the creators view of the world, the
places where the creator failed, in your opinion, to get the job
done.
You may have both positive and negative reactions to a work...and
what you want to say may include both. Think about how the positive
and the negative balance in the work. Balance them in your
thesis.
Okay...if you did all that you now know what you can (want to, need
to) say.
Now ask yourself:
Where did that come from? Where did I get that idea? Why do I think
that? How could I convince anyone else thats true. Could some
else see that too, and how could I show them...what pieces of the
work could I lay out for them so that they see it?
Then your job is to collect the pieces. Think back, reread, skim,
browse, brainstorm, free write, list, pick someone elses
brain...get the pieces of your argument together. Think of them as
building blocks or leggos and begin to sort them. I can use
this piece to support that point, and connect it to this piece over
here to make sure they see this. This piece is interesting enough to
sit on top...this piece is so basic it will have to go down first to
support the rest.
You are now ready to write: the rest of the structure will build
itself as you go (if you pay attention to the first part of this). In
fact, as you write, you will probably change your thesis. Thats
okay. Thats good. Remember your goal is always to have
something worth saying (and that means true!)
Dont be afraid to change your mind as you write. Just make sure
you go back and revise so that it looks like thats what you
thought all along. Any formal essay that leads you to a different
conclusion than you thought you were headed for when you started is
probably going to lead the reader to that same conclusion...and
thats good!
As you write you should also be sensitive to your voice...to how the
thing sounds...to what kind of person it makes you sound like. Do you
want to sound all formal and academic, like you are interested in
making your point as an intellectual challenge only (you may, if
thats the kind of audience you are addressing or if that is
simply you)? Do you want to sound like you have a
personal stake in what you are saying because it affects your idea of
who you are? Do you want to be academically distant or up close and
personal? Do you want to be perfectly serious or can you afford to
have a little fun with these ideas? How much of you do you
want to show through your argument? I suspect it is clear from the
tone of this that I think a good deal of you should show through. You
cant afford to be very informal...to use slang or
inappropriate word choices...this is a Formal essay...but that
does not mean it has to be all stiff and stodgy. You want to
communicate mind to mind here...self to self...you have something
worth saying...you what your readers to listen, and you want them to
respect you for having said it.
So have fun. Do the essay. Tell them what you have to say. Tell them.
Tell them what you said. Leave them gasping in wonder at the
end!